SEC Rule 17a-4
A regulation issued by the U.S. Securities and Exchange Commission (SEC) requiring broker-dealers and exchanges to retain tamper-proof electronic records and audit trails. It is a key regulatory basis for the immutability of financial data.
Timeline (last 90 days)
Regulatory rules such as SEC Rule 17a-4 require financial institutions to maintain immutable audit trails.
U.S. SEC Rule 17a-4 requires broker-dealers to store electronic records in a tamper-proof manner.
Regulations such as MiFID II (Markets in Financial Instruments Directive) and SEC Rule 17a-4 explicitly require institutions to be able to reconstruct the complete record chain of trading decisions.
All Facts (3)
Regulatory rules such as SEC Rule 17a-4 require financial institutions to maintain immutable audit trails.
50%UnverifiedU.S. SEC Rule 17a-4 requires broker-dealers to store electronic records in a tamper-proof manner.
50%UnverifiedRegulations such as MiFID II (Markets in Financial Instruments Directive) and SEC Rule 17a-4 explicitly require institutions to be able to reconstruct the complete record chain of trading decisions.
50%