MiFID II
The Markets in Financial Instruments Directive II, a European Union regulatory framework that imposes mandatory requirements on financial institutions regarding trading transparency, the explainability of automated decision-making systems, and the recording of data processing activities.
Timeline (last 90 days)
MiFID II's RTS 25 technical standard requires regulated trading venues to synchronize transaction timestamps to UTC with a precision of no less than 100 microseconds and a maximum clock deviation from UTC of no more than 100 microseconds.
MiFID II (the EU's Markets in Financial Instruments Directive II) took effect in 2018.
The EU's MiFID II framework brings the act of providing specific investment advice within the scope of licensed operations, and the US SEC has a strict definition of "investment adviser."
The EU's MiFID II and GDPR impose mandatory requirements on the explainability of automated decision-making systems and the documentation of data processing records.
Regulations such as MiFID II (Markets in Financial Instruments Directive) and SEC Rule 17a-4 explicitly require institutions to be able to reconstruct the complete record chain of trading decisions.
金融、保险、医疗等受监管行业法规（如美国Dodd-Frank法案、欧盟MiFID II指令）明确要求保留并审查客户通话记录
All Facts (6)
MiFID II's RTS 25 technical standard requires regulated trading venues to synchronize transaction timestamps to UTC with a precision of no less than 100 microseconds and a maximum clock deviation from UTC of no more than 100 microseconds.
50%UnverifiedMiFID II (the EU's Markets in Financial Instruments Directive II) took effect in 2018.
50%UnverifiedThe EU's MiFID II framework brings the act of providing specific investment advice within the scope of licensed operations, and the US SEC has a strict definition of "investment adviser."
50%UnverifiedThe EU's MiFID II and GDPR impose mandatory requirements on the explainability of automated decision-making systems and the documentation of data processing records.
50%UnverifiedRegulations such as MiFID II (Markets in Financial Instruments Directive) and SEC Rule 17a-4 explicitly require institutions to be able to reconstruct the complete record chain of trading decisions.
50%Unverified金融、保险、医疗等受监管行业法规（如美国Dodd-Frank法案、欧盟MiFID II指令）明确要求保留并审查客户通话记录
50%